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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-06
  • FL RA
    APPROVED
    Since 2016-01-06

Branch Locations

900 S Federal Highway, Suite 313, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 09/2013 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2014 Present
Previous Registrations
  • 2008-12-05 → 2009-05-13
    Signator Investors, Inc.
    Rocky Hill, CT
  • 2000-01-01 → 2007-06-01
    Osaic Fa, Inc.
    Virginia Beach, VA
    Morrisville, NC
    Virginia Beach, VA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2014, ADVISORY REP OF AN RIA, INV REL, 40 HR/MO 28 HR/MO TRADING 2) SEXTON FINANCIAL GROUP, 900 SE FEDERAL HWY STE 313 STUART FL, 02/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO 4 HR/MO TRADING 3) UNIFIED ADVISORY SERVICES, LLC, 6927 SW TWIN OAKS CIRCLE STUART FL, 12/2016, OWNER, DBA, INV REL, 2 HR/MO 0 HR/MO TRADING 4) SEXTON FINANCIAL GROUP, 900 SE FEDERAL HWY STE 313 STUART FL, 05/2024, NIR, 10 HR/MO 10 HR/MO TRADING 5) STUART CONGREGATIONAL CHURCH, 3110 SE ASTER LANE STUART FL, 06/2024, COMMITTEE MEMBER, RELIGIOUS ORGANIZATION, NIR, 6 HR/MO 0 HR/MO TRADING 6) STUART CONGREGATIONAL CHURCH, 3110 SE Aster Lance, Stuart FL 34994, 09/2024, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) STUART CONGREGATIONAL CHURCH, 3110 SE Aster Lane, Stuart FL 34994, United States, 01/01/2026, Vice President, Administrative, NIR, 8 HR/MO - 2 HR/MO TRADING 8) STUART CONGREGATIONAL CHURCH, 3110 SE Aster Lane, Stuart FL 34994, 01/2026, Podcast Team Member, Volunteer, NIR, 6 HR/MO, 4 HR/MO TRADING 9) TRAVON SEXTON, 6927 SE Twin Oaks Cir, Stuart, FL 34997, 05/20/2026, Owner, Arts / Performing Arts, NIR, 0 HR/MO – 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-16
S63 Uniform Securities Agent State Law Examination 1987-10-28
  • S65 Uniform Investment Adviser Law Examination
    2013-12-16
  • S63 Uniform Securities Agent State Law Examination
    1987-10-28
Other Names
  • Travon Sexton

View on SEC IAPD

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