Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-09-08 |
| SC | RA | APPROVED | 2017-08-29 |
| TX | RA | APPROVED_RES | 2015-07-15 |
| MA | RA | APPROVED | 2006-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 03/2000 | Present |
1. 3/14/2000 - NON-VARIABLE INSURANCE DBA - THE WINDSOR GROUP DBA - INDEPENDENT INSURANCE AGENCY/MKTING FIRM. - DUXBURY, MA. 2. 01/19/2016 * LTCI * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/08/2016 * 1 HRS/MO; 1 HR/MO DURING SECS TRDG HRS. 3. 03/21/2024 - Windsor Group Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 160 Hours Per Month/ 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-09 |
Reach out to this advisor