Peter Nicholas Inserra

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-16
TX	RA	APPROVED_RES	2023-02-27
NY	RA	APPROVED	2023-02-25

AZ RA
APPROVED

Since 2023-06-16
TX RA
APPROVED_RES

Since 2023-02-27
NY RA
APPROVED

Since 2023-02-25

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	05/1982	02/2023
Bank Of America, N.A.	Jericho	NY	05/2011	02/2023
Morgan Stanley Smith Barney Llc	Melville	NY	02/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2023	Present

05/1982 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY
05/2011 → 02/2023

Bank Of America, N.A.

Jericho, NY
02/2023 → Present

Morgan Stanley Smith Barney Llc

Melville, NY
03/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2007-12-03 → 2023-03-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Great Neck, NY

Great Neck, NY

Phoenix, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-14
S63	Uniform Securities Agent State Law Examination	1984-03-26

S65 Uniform Investment Adviser Law Examination

2007-11-14
S63 Uniform Securities Agent State Law Examination

1984-03-26

Designations

View on SEC IAPD