Michael A Nelson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Ubs Financial Services Inc
  Denver, CO

Previous Registrations

• 1988-02-03 → 2008-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
  Denver, CO

Other Businesses

rental home, Henderson NV (CORC0033284) / United States / 1248 Vietti street / Henderson / NV / United States / 89119 / / No / Other / self-directed ira investment / Real Estate / / rental property / Active Other / owner / rent and maintain the property / 0 / / No / / Yes / / Yes / Yes / 100 / / Yes / henderson, Nevada USA /price appreciation / No / / rental income / No / rental home, Henderson NV (CORC0033284) / United States / 1248 Vietti street / Henderson / NV / United States / 89119 No / Other / self-directed ira investment / Real Estate rental property / Active Other / owner / rent and maintain the property / 0 / 100 / henderson, Nevada USA / No price appreciation / No rental income

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-01
• S63 Uniform Securities Agent State Law Examination
  1985-11-26

Other Names

• Mike Nelson
• Michael Allen Nelson