Nicholas Anthony Nicolette

Employer firm

Sterling Financial Planning Inc CRD 108664

$761M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1992 → Present
  Sterling Financial Planning Inc.
  Sparta, NJ
• 04/1992 → Present
  Sterling Financial Group, Inc.
  Sparta, NJ
• 10/1982 → Present
  Nicolas Anthony Nicolette - Self Employed
  Port Jervis, NY

Previous Registrations

• 2003-03-24 → 2004-05-06
  National Planning Corporation
  Sparta, NJ
  Sparta, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-23
• S63 Uniform Securities Agent State Law Examination
  1984-08-21

Designations

• Certified Financial Planner

Other Names

• Nick Or Nicky Nicolette
• Nick Nicolette
• Nicky Nicolette