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Nicholas Anthony Nicolette

Sterling Financial Planning Inc

Sparta, NJ

Sparta, NJ

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Current Employers
Sterling Financial Planning Inc

60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-11-14
TX RA APPROVED 2005-07-15
  • NJ RA
    APPROVED
    Since 2006-11-14
  • TX RA
    APPROVED
    Since 2005-07-15

Branch Locations

60 Blue Heron Road, Suite 201, Sparta, NJ 07871 • United States

60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Financial Planning Inc. Sparta NJ 11/1992 Present
Sterling Financial Group, Inc. Sparta NJ 04/1992 Present
Nicolas Anthony Nicolette - Self Employed Port Jervis NY 10/1982 Present
  • 11/1992 → Present
    Sterling Financial Planning Inc.
    Sparta, NJ
  • 04/1992 → Present
    Sterling Financial Group, Inc.
    Sparta, NJ
  • 10/1982 → Present
    Nicolas Anthony Nicolette - Self Employed
    Port Jervis, NY
Previous Registrations
  • 2003-03-24 → 2004-05-06
    National Planning Corporation
    Sparta, NJ
    Sparta, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-23
S63 Uniform Securities Agent State Law Examination 1984-08-21
  • S65 Uniform Investment Adviser Law Examination
    1998-09-23
  • S63 Uniform Securities Agent State Law Examination
    1984-08-21
Designations
Other Names
  • Nick Or Nicky Nicolette
  • Nick Nicolette
  • Nicky Nicolette

View on SEC IAPD

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MATTHEW JOSEPH HANNUM
RICHARD DENNIS BYANK

Other Offices

MARK SCORDATO & ASSOCIATES · SPARTA, NJ
STERLING FINANCIAL PLANNING INC · SPARTA, NJ
CETERA INVESTMENT ADVISERS LLC · SPARTA, NJ
PNC WEALTH MANAGEMENT LLC · SPARTA, NJ
EDWARD JONES · SPARTA, NJ
LPL FINANCIAL LLC · SPARTA, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SPARTA, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Sparta, NJ

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