Tami Lynn Cale

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-05

PA RA
APPROVED

Since 2024-11-05

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

120 Fifth Avenue Suite 2800, Pittsburgh, PA 15222 • United States

600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubspainewebber	Pittsburgh	PA	05/1998	Present

05/1998 → Present

Ubspainewebber

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-19
S63	Uniform Securities Agent State Law Examination	2002-04-12

S65 Uniform Investment Adviser Law Examination

2024-10-19
S63 Uniform Securities Agent State Law Examination

2002-04-12

View on SEC IAPD