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Joseph Alphonse Fermano

Osaic Wealth, Inc.

Haddon Heights, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-14
  • NJ RA
    APPROVED
    Since 2024-06-14

Branch Locations

524 Station Ave, Haddon Heights, NJ 08035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc Haddonfield NJ 01/2015 09/2020
Ssn Haddonfield NJ 01/2015 09/2020
Securities America, Inc. Haddon Heights NJ 09/2020 06/2024
Securities America Advisors, Inc. Haddon Heights NJ 09/2020 06/2024
Osaic Wealth, Inc. Haddon Heights NJ 06/2024 Present
Osaic Wealth, Inc. Haddon Heights NJ 06/2024 Present
  • 01/2015 → 09/2020
    Securities Service Network, Inc
    Haddonfield, NJ
  • 01/2015 → 09/2020
    Ssn
    Haddonfield, NJ
  • 09/2020 → 06/2024
    Securities America, Inc.
    Haddon Heights, NJ
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Haddon Heights, NJ
  • 06/2024 → Present
    Haddon Heights, NJ
  • 06/2024 → Present
    Haddon Heights, NJ
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Haddon Heights, NJ
  • 2015-01-09 → 2020-09-18
    Ssn Advisory, Inc.
    Toms River, NJ
    Haddon Heights, NJ
  • 2014-01-02 → 2015-01-09
    Sorrento Pacific Financial, Llc
    Toms River, NJ
    San Diego, CA
  • 2008-03-04 → 2013-12-31
    Forked River, NJ
    Toms River, NJ
    Toms River, NJ
    Toms River, NJ
    Red Bank, NJ
  • 2002-07-09 → 2008-03-04
    Ifmg Securities, Inc.
    Tomsriver, NJ
    Forked River, NJ
    Toms River, NJ
    Toms River, NJ
Other Businesses

Joseph Fermano LLC -230 Kings Highway, Suite 169, Haddonfield, NJ - 2005 start date - NIR - Motivational Training Services/Human Behavior/Inspiration - WNJC 1360 AM Radio Host - Board Chair - St Teresa Regional School Runnemede NJ - Sole Prop - 0 hrs/mo trading JOSEPH A. FERMANO POSITION: Agent NATURE: Insurance: Fixed Annuities Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2000 ADDRESS: 214 3rd Ave., Haddon Heights NJ 08035 DESCRIPTION: Fixed Annuity & Life Insurance where applicable. JOSEPH A. FERMANO POSITION: Board Chair NATURE: Volunteer Board Chair Grammar School INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2012 ADDRESS: 214 3rd Ave, Haddon Heights NJ 08035 DESCRIPTION: I set the Board Meetings for the St. Teresa's Regional Grammer School. I help communicate between the Pastor and Principal for the meetings. JOE FERMANO LLC POSITION: Author NATURE: Author of book: Quotes for Life, Words to Live by A book of positive and inspiring Quotations And the Daily Dose Quote of the day. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2013 ADDRESS: 214 3rd Ave, Haddon Heights NJ 08035 DESCRIPTION: I give books to people for Inspiration for free. People sign up for the Daily Dose Quote of the day for inspiration at www.joefermano.com FERMANO INVESTMENT MANAGEMENT LLC POSITION: Owner/Advisor NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2015 ADDRESS: 524 Station Ave, HADDON HEIGHTS NJ 08035 DESCRIPTION: Advisory Business when applicable as best interest for prospective client. BUENA AMICI LLC POSITION: Part Owner NATURE: Small Pizza Business Part Owner/ 40% INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2017 ADDRESS: 520 Station Ave, Haddon Heights NJ 08035-1905 DESCRIPTION: Part Owner of Pizza Business 40% 520 STATION AVE LLC POSITION: Part Owner NATURE: Part Owner of Building as real estate investment INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2017 ADDRESS: 520 Station Ave, Haddon Heights NJ 08035-190 DESCRIPTION: 30% Ownership in building/real estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-22
  • S63 Uniform Securities Agent State Law Examination
    1983-04-22
Other Names
  • Joesph Alphonse Fermano

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