Gary C Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith
  Syracuse, NY
• 06/2011 → Present
  Bank Of America,N.A.
  Ponte Vedra Beach, FL

Previous Registrations

• 2006-01-20 → 2007-09-26
  A. G. Edwards & Sons, Inc.
  Dewitt, NY
  De Witt, NY

Other Businesses

I*2026400, Entity Type Fiduciary, Name of OBA: JS Address: Ponte Vedra, Florida, 32081 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 01-Jul-2004 No Hours: 1 monthly No Hours during trading: 0 Duties: Power of Attorney/Son I*4212268, Entity Type: , Name of OBA: J S, Address: Ponte Vedra, Florida, 32081, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/30/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2005-11-16
• S63 Uniform Securities Agent State Law Examination
  1998-12-17

Other Names

• Gary C Smith
• Gary Charles Smith
• Gary Smith