Werner Maiwald

Current Employers

Supreme Alliance Llc

Charlotte, NC • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-05-19

MA RA
APPROVED

Since 2021-05-19

Branch Locations

Charlotte, NC • United States

14804 Resolves Lane, Charlotte, NC 28277 • USA

733 Chapin Street Suite 202, Ludlow, MA 01056 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Ludlow	MA	10/2015	09/2020
Lincoln Financial Securities	Fort Wayne	IN	10/2020	10/2020
Unemployed	Ludlow	MA	10/2020	03/2021
Supreme Alliance Llc	Charlotte	NC	03/2021	Present

10/2015 → 09/2020

Voya Financial Advisors

Ludlow, MA
10/2020 → 10/2020

Lincoln Financial Securities

Fort Wayne, IN
10/2020 → 03/2021

Unemployed

Ludlow, MA
03/2021 → Present

Supreme Alliance Llc

Charlotte, NC

Previous Registrations

2015-11-12 → 2020-09-01

Voya Financial Advisors, Inc.

Danvers, MA

Ludlow, MA
2006-03-10 → 2015-11-11

Investors Capital Corp.

Danvers, MA

Lynnfield, MA

Wilbraham, MA

Ludlow, MA
2002-03-28 → 2004-04-21

Cetera Investment Services Llc

Springfield, MA

Other Businesses

Renaissance Wealth Planning, LLC; Ludlow, MA; Managing Director; since 1/1/2022; 35 hrs/mo during business hours; Investment portfolios; business related; Magage client investment accounts; compensated by fees; no private security transactions.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-13
S63	Uniform Securities Agent State Law Examination	1988-06-30

S65 Uniform Investment Adviser Law Examination

2000-12-13
S63 Uniform Securities Agent State Law Examination

1988-06-30

View on SEC IAPD