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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
Wildwood, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-11-13 |
Branch Locations
1440 Yucca Place, Glendora, CA 91740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Glendora | CA | 08/1991 | 11/2023 |
| Osaic Wealth, Inc. | Glendora | CA | 11/2023 | Present |
1) LARRY GUNSTREAM-INSURANCE AGENT POSITION: Insurance agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 1440 Yucca Place, Glendora CA 91740, United States DESCRIPTION: when clients ask me to sell them life insurance, I submit applications thru home office at OSAIC. 2) SOUTHLAND EQUITY PARTNERS LLC; POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: PROVIDE ADVISORY SERVICES TO CLIENTS INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2016 ADDRESS: 1440 YUCCA PLACE, GLENDORA CA 91740; DESCRIPTION: REVIEW CLIENT PORTFOLIOS. MONITOR ALLOCATIONS AND ASSETS. TECHNICAL ANALYSIS.MAKE RECCOMMENDATIONS WHEN WARRANTED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-04 |
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