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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03

Branch Locations

Glendora, CA • United States

Southland Equity Partners, Llc.

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-11-13
  • CA RA
    APPROVED
    Since 2014-11-13

Branch Locations

1440 Yucca Place, Glendora, CA 91740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Glendora CA 08/1991 11/2023
Osaic Wealth, Inc. Glendora CA 11/2023 Present
  • 08/1991 → 11/2023
    Fsc Securities Corporation
    Glendora, CA
  • 11/2023 → Present
    Glendora, CA
Previous Registrations
  • 1997-07-08 → 2023-11-03
    Fsc Securities Corporation
    Glendora, CA
Other Businesses

1) LARRY GUNSTREAM-INSURANCE AGENT POSITION: Insurance agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 1440 Yucca Place, Glendora CA 91740, United States DESCRIPTION: when clients ask me to sell them life insurance, I submit applications thru home office at OSAIC. 2) SOUTHLAND EQUITY PARTNERS LLC; POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: PROVIDE ADVISORY SERVICES TO CLIENTS INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2016 ADDRESS: 1440 YUCCA PLACE, GLENDORA CA 91740; DESCRIPTION: REVIEW CLIENT PORTFOLIOS. MONITOR ALLOCATIONS AND ASSETS. TECHNICAL ANALYSIS.MAKE RECCOMMENDATIONS WHEN WARRANTED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-25
S63 Uniform Securities Agent State Law Examination 1982-02-04
  • S66 Uniform Combined State Law Examination
    2003-09-25
  • S63 Uniform Securities Agent State Law Examination
    1982-02-04

View on SEC IAPD

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