Gregory Loomis Chidlaw

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-11-23

CA RA
APPROVED

Since 2011-11-23

Branch Locations

San Rafael, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Chidlaw Financial	San Rafael	CA	07/1998	Present
Independent Financial Group	San Rafael	CA	11/2011	Present

07/1998 → Present

Chidlaw Financial

San Rafael, CA
11/2011 → Present

Independent Financial Group

San Rafael, CA

Previous Registrations

2000-12-31 → 2011-12-06

Lpl Financial Llc

San Rafael, CA

Other Businesses

(1) CHIDLAW FINANCIAL POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 07/16/2020 ADDRESS: 1040 D Street, San Rafael CA 94901-2865, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-11
S63	Uniform Securities Agent State Law Examination	1982-11-22

S65 Uniform Investment Adviser Law Examination

1992-06-11
S63 Uniform Securities Agent State Law Examination

1982-11-22

View on SEC IAPD