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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-24 |
| LA | RA | APPROVED | 2023-04-21 |
| AR | RA | APPROVED | 2023-04-20 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westrock Asset Management, Llc | Little Rock | AR | 04/2016 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Little Rock | AR | 01/2023 | Present |
| Unemployed | Little Rock | AR | 09/2022 | 01/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 2013-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-23 |
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