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Kelia Dawn Coffey

Raymond James & Associates, Inc.

Winston-Salem, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-09-06
  • NC RA
    APPROVED
    Since 2016-09-06

Branch Locations

100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Winston-Salem NC 10/2012 09/2016
Raymond James & Associates, Inc. Winston-Salem NC 09/2016 Present
Previous Registrations
  • 2008-06-17 → 2016-09-06
    Deutsche Bank Securities Inc.
    Winston-Salem, NC
  • 2007-04-02 → 2008-06-16
    Morgan Stanley & Co. Llc
    Winston-Salem, NC
  • 2006-01-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winston-Salem, NC
  • 2001-12-31 → 2006-02-06
    Ubs Financial Services Inc.
    Winston - Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-06
S63 Uniform Securities Agent State Law Examination 1982-03-08
  • S65 Uniform Investment Adviser Law Examination
    1992-05-06
  • S63 Uniform Securities Agent State Law Examination
    1982-03-08

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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