John Richard Upton

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Colonial Heights, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Colonial Heights, VA

Other Businesses

QUAIL OAKS LLC, INV RELATED, PETERSBURG, VA, 50% OWNERSHIP, START: 9/1996, O HOURS, DUTIES: RENTAL APARTMENT. REAL ESTATE LOTS LOCATED ON 187+ ACRES, INV RELATED, PRINCE GEORGE, PARTNER, VA, 0 HOURS, DUTIES: RENTAL PROPERTY & OTHER 460 PARCELS, IVN RELATED, DISPUTUTA, VA, 50% OWNER, START: 2/2008, 0 HOURS, HELD UNDER JSRBCS LLC. RENTAL PROPERTY, INV RELATED, HILL ST., CO-OWNER, START: 1/2001, 0 HOURS. INVESTMENT PROPERTY, INV RELATED, CHESTERFIELD, START: 1/2001, 0 HOURS. RENTAL PROPERTY, INV RELATED, KILL DEVEIL HILLS,CO-OWNER, START: 1/2001, 0 HOURS. UPTON INVESTMENTS, LLC; INVESTMENT RELATED; CHESTERFIELD, VA; 8% OWNERSHIP; REAL ESTATE & FAMILY HOLDINGS; START DATE 6/14/12; 10 HRS PER MONTH; 0 HRS DURING TRADING. COMMERCIAL RENTAL PROPERTY; INV. RELATED; PRINCE GEORGE, VA; 50% OWNERSHIP; RENTAL REAL ESTATE; START DATE 10/22/2018; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: NONE. UPTON FARMS 4, LLC; NOT INVESTMENT RELATED; PENHOOK,VA; 50% OWNERSHIP; START DATE 07/5/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LAND USE/PERMITS ONCE PER YEAR. UP HOLDINGS, LLC; NOT INVESTMENT RELATED; PRINCE GEORGE,VA; 50% OWNERSHIP; START DATE 10/17/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS A STRIP MALL.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-11
• S63 Uniform Securities Agent State Law Examination
  1982-03-22

Designations