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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-09-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2006 | Present |
| Northwestern Mutual Investment Services, Llc | Latham | NY | 10/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, SARATOGA BRIDGES, 16 SARATOGA BRIDGES BLVD, BALLSTON SPA, , NEW YORK, 12020, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 02/16/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOUNDATION BOARD AND GALA COMMITEE BOARD MEMBER, PROMOTE AWARENESS AND HELP RAISE MONEY FOR THE DEVELOPMENTALLY DISABLED AND LOCAL EVENTS THAT SUPPORT THEIR MISSION IN SARATOGA COUNTY NY 3. PRESIDENT FOUNDATION & MEMBER OPERATIONS BOARD, SARATOGA BRIDGES, 16 SARATOGA BRIDGES BLVD, BALLSTON SPA, , NEW YORK, 12020, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/16/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOUNDATION BOARD PRESIDENT, OPERATIONS BOARD SOLE MEMBER, PROMOTE AWARENESS AND HELP RAISE MONEY FOR THE DEVELOPMENTALLY DISABLED AND LOCAL EVENTS THAT SUPPORT THEIR MISSION IN SARATOGA COUNTY NY. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-08 |
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