Susan Kay Sparr

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2017
  Metlife Resources
  Akron, OH
• 03/2017 → Present
  Mml Investors Services, Llc
  Cincinnati, OH
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Cincinnati, OH

Previous Registrations

• 2005-12-07 → 2017-03-25
  Msi Financial Services, Inc.
  Dublin, OH
  Cincinnati, OH
  Cincinnati, OH
  Springfield, MA
  Springfield, MA
  Cincinnati, OH
  Broadview Hts, OH
• 2000-01-01 → 2006-01-12
  Metlife Investment Fund Services Llc
  Alpharetta, GA

Other Businesses

Name: Susan Sparr Inv rel: Y Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 3/01/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 (2)Name: Susan K. Sparr, CFP Inv rel: Y Add: 3825 Edwards Rd. Suite 200 Cincinnati, OH. 45209 Nature: Life, Fixed Annuities, LTC and DI Insurance Sales Position: Sales Start date: 7/01/2017 No. HR/MO: 10 No. HR/MO during sec trading: 5

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-09-25

Designations

• Certified Financial Planner