Thomas Edward Rudakas

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-02-25
TX	RA	APPROVED_RES	2019-02-22

FL RA
APPROVED

Since 2019-02-25
TX RA
APPROVED_RES

Since 2019-02-22

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	West Palm Beach	FL	02/1994	02/2019
Morgan Stanley Smith Barney	West Palm Beach	FL	06/2009	02/2019
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	02/2019
Ameriprise Financial Services, Inc.	Palm Beach Gardens	FL	02/2019	03/2020
Ameriprise Financial Services, Llc	Palm Beach Gardens	FL	03/2020	Present

02/1994 → 02/2019

Citigroup Global Markets Inc.

West Palm Beach, FL
06/2009 → 02/2019

Morgan Stanley Smith Barney

West Palm Beach, FL
01/2015 → 02/2019

Morgan Stanley Private Bank, National Association

New York, NY
02/2019 → 03/2020

Ameriprise Financial Services, Inc.

Palm Beach Gardens, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Palm Beach Gardens, FL

Previous Registrations

2009-06-01 → 2019-02-25

Morgan Stanley

West Palm Beach, FL
1994-03-01 → 2009-06-01

Citigroup Global Markets Inc.

West Palm Beach, FL

West Palm Beach, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-09-05

S63 Uniform Securities Agent State Law Examination

1985-09-05

Other Names

Tom Rudakas
Thomas Edwars Rudakas

View on SEC IAPD