Daniel Paul Smith

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1980 → Present
  Mutual Of Omaha Investor Services, Inc.
  Sheffield Village, OH
• 07/1980 → Present
  Mutual/United Of Omaha
  Sheffield Village, OH

Other Businesses

Insurance Agent; Start Date: 06/1982; Non-Investment Related; Insurance Lines: Health, Disability, Life, Annuity, Property & Casualty. Approximately 40 hours per week. DBA Name: Daniels Financial Group, Inc.; Used for Securities and Insurance business; Address: 5505 Detroit Road Suite A, Sheffield Village, OH 44054. Author; Publication, sale, & distributions of books and articles; Public Speaker / Radio & TV interviews: Related to topics found in book and topical issues as approved by MOIS. Landlord; Property Rentals; one residential home in Florida. Landlord; Office Rental; Compensation received from Mutual of Omaha Mortgage for office rental. Fee for administration of employer's group insurance benefit program. Stonebridge Home Owners Association Board (2 year term). Pro bono. 1-2 hours per month. Not business related. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-04
• S63 Uniform Securities Agent State Law Examination
  1995-07-07