Marsha Lee

Current Employers

Marsha Lee & Company,Inc.

44651 Village Court Suite 136, Palm Desert, CA 92260-3824 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1994-01-01

CA RA
APPROVED

Since 1994-01-01

Branch Locations

44651 Village Court Suite 136, Palm Desert, CA 92260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	San Diego	CA	12/1994	09/2022
Marsha Lee & Company, Inc.	Palm Desert	CA	08/1991	Present
Cetera Advisors Llc	Palm Desert	CA	09/2022	Present

12/1994 → 09/2022

First Allied Securities, Inc.

San Diego, CA
08/1991 → Present

Marsha Lee & Company, Inc.

Palm Desert, CA
09/2022 → Present

Cetera Advisors Llc

Palm Desert, CA

Other Businesses

1.)FINRA BOARD OF ARBITRATORS; ARBITRATION; START DATE: 3/1/2008. 2.)MARSHA LEE & CO.; REGISTERED INVESTMENT ADVISOR. 3.) MARSHA LEE; OWNER; REAL ESTATE PROPERTY; START DATE 12/31/2014; 4 HOURS PER MONTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-05-20

S63 Uniform Securities Agent State Law Examination

1982-05-20

View on SEC IAPD

Current Employers

Marsha Lee & Company,Inc.

Disclosures

Employment History

Other Businesses

Exams

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