Thomas Leonard Judge

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-03

MD RA
APPROVED

Since 2025-01-03

Branch Locations

2661 Riva Rd Ste 410A, Annapolis, MD 21401 • United States

165 Log Canoe Cir Ste A, Stevensville, MD 21666 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Annapolis	MD	04/2010	12/2022
Lpl Financial Llc	Annapolis	MD	12/2022	Present

04/2010 → 12/2022

Wells Fargo Advisors Financial Network Llc

Annapolis, MD
12/2022 → Present

Lpl Financial Llc

Annapolis, MD

Previous Registrations

2010-04-09 → 2023-01-09

Wells Fargo Advisors Financial Network, Llc

Annapolis, MD

Wilmington, DE

Annapolis, MD
2008-01-01 → 2010-04-09

Wells Fargo Clearing Services, Llc

Annapolis, MD
1991-09-19 → 2008-01-01

A. G. Edwards & Sons, Inc.

Annapolis, MD

Annapolis, MD

St. Louis, MO

Other Businesses

1) 11/18/2022 Chesapeake Investment Planning - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s). 2) 11/18/2022 Tiller Financial, LLC- Business Entity For Tax/Investment Purposes Only- start 04/01/2010

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-09-18

S63 Uniform Securities Agent State Law Examination

1985-09-18

Other Names

Thomas Leonard Jr Judge
Thomas Leonard Judge
Thomas Judge

View on SEC IAPD