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Carol Ann Mansour-Ezzell

Janney Montgomery Scott LLC

Charlotte, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-05
CA RA APPROVED 2011-01-03
NC RA APPROVED 2004-12-17
  • TX RA
    APPROVED_RES
    Since 2018-06-05
  • CA RA
    APPROVED
    Since 2011-01-03
  • NC RA
    APPROVED
    Since 2004-12-17

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 03/2004 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-14
S63 Uniform Securities Agent State Law Examination 1982-01-22
  • S66 Uniform Combined State Law Examination
    2003-04-14
  • S63 Uniform Securities Agent State Law Examination
    1982-01-22
Other Names
  • Carol Ann Mansour
  • Carol Mansour Ezzell

View on SEC IAPD

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