Timothy Stuart Mickey

Current Employers

Employment History

• 04/2013 → 09/2022
  First Allied Securities. Inc.
  San Diego, CA
• 06/2013 → Present
  Aviso Wealth Management (Potomac Investments)
  Augusta, ME
• 04/2013 → 11/2020
  First Allied Advisory Services, Inc
  Chesterfield, MO
• 07/2012 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 09/2023
  Cetera Advisors Llc
  Doylestown, PA
• 09/2023 → Present
  Osaic
  Doylestown, PA

Previous Registrations

• 2020-11-12 → 2023-10-03
  Cetera Investment Advisers Llc
  Warminster, PA
  Doylestown, PA
  Selinsgrove, PA
• 2013-04-29 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Augusta, ME
  Bethesda, MD
  Seattle, WA
  Augusta, ME
  Southampton, PA
  Selinsgrove, PA
  Warminster, PA
• 2013-06-10 → 2016-12-31
  Aviso Wealth Management
  Bethesda, MD
  Bellevue, WA
• 2012-08-17 → 2013-04-29
  Monument Wealth Management
  Alexandria, VA
• 2008-05-23 → 2012-08-17
  Lpl Financial Llc
  Alexandria, VA
  San Diego, CA
  Alexandria, VA
• 1999-01-21 → 2008-05-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
  Washington, DC

Other Businesses

1. AVISO FINANCIAL, LLC POSITION: V President NATURE: DBA for broker dealer related business. It is an LLC holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/28/2015 ADDRESS: 252 W Swamp Road, Unit 28, Doylestown PA 18901, United States DESCRIPTION: Manage client portfolios 2. AVISO FINANCIAL CENTER POSITION: Advisor NATURE: DBA for the Osaic brokerage business from the Northumberland? branch office INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/28/2015 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Provide financial advice to clients 3. AVISO TAX SERVICES, LLC POSITION: Rep NATURE: LLC Tax Preperation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2021 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: I may refer clients to this company for tax preparation. I receive no compensation for doing so. 4. AVISO WEALTH MANAGEMENT POSITION: Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/25/2015 ADDRESS: 11900 NE 1st Street Suite 300, Belleview WA 89005, United States DESCRIPTION: Provide investment advise and manage client portfolios

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-30
• S63 Uniform Securities Agent State Law Examination
  1982-03-05

Designations

Other Names

• Tim Mickey