Ricky Lee Grunden

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-15

TX RA
APPROVED

Since 2026-01-15

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

515 S Carroll Blvd, Denton, TX 76201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grunden Financial Advisory	Denton	TX	12/2002	01/2026
Allworth Financial	Denton	TX	01/2026	Present

12/2002 → 01/2026

Grunden Financial Advisory

Denton, TX
01/2026 → Present

Allworth Financial

Denton, TX

Previous Registrations

2012-03-09 → 2026-01-28

Grunden Financial Advisory, Inc.

Denton, TX
2003-02-21 → 2011-12-31

Grunden Financial Advisory, Inc.

Denton, TX

Other Businesses

Board Member (VP) for Cole Ranch Improvement District No. 2 in Denton County TX - Denton, TX - monthly meetings to discuss development oversight - 2 hours per month, none during trading hours - not investment related - started 2/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-06-11

S63 Uniform Securities Agent State Law Examination

1982-06-11

Designations

Certified Financial Planner

Other Names

Ricky Lee Grunden
Ricky Lee Grunden
Ricky Grunden

View on SEC IAPD