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Employer firm

Cornerstone Asset Management Services, Inc. CRD 137712

$37.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cornerstone Asset Management Services, Inc.

1000 W Wallings Rd Suite D, Broadview Heights, OH 44147 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-10-09
  • OH RA
    APPROVED
    Since 2007-10-09

Branch Locations

1000 W Wallings Rd Suite D, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Independence OH 08/1971 Present
Daley & Company Cleveland OH 12/1981 Present
J.W. Cole Financial, Inc Parma OH 09/2007 Present
Cornerstone Asset Management Services, Inc. Parma OH 10/2007 Present
  • 08/1971 → Present
    Full Time Student
    Independence, OH
  • 12/1981 → Present
    Daley & Company
    Cleveland, OH
  • 09/2007 → Present
    J.W. Cole Financial, Inc
    Parma, OH
  • 10/2007 → Present
    Parma, OH
Other Businesses

1) A. CORNERSTONE ASSET MANAGEMENT SERVICES; INVESTMENT-RELATED; 1000 W. Wallings Rd. Suite D Broadview Hts, OH 44147; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE A/O 9/15/07; 100 HRS PER MONTH, 1 HR DURING TRADING HRS; SALES OF MONEY MANAGEMENT PROGRAMS. 2) A. IMPACT SPORTS OHIO B. NON-INVESTMENT RELATED C. 20266 ABIGAIL LANE STRONGSVILLE, OH 44149 D. TRAVEL BASEBALL ORGANIZATION E. VP OF OPERATIONS F. START DATE: 01/01/2018 G. 10 HOURS PER MONTH H. 0 DURING TRADING HOURS I. MEMBER OF BOARD OF DIRECTORS, SECURE PRACTIVE & GAME SITES, ORDER UNIFORMS, COORDINATE FAN GEAR, ASSISTANT COACH 3) OHIO FINANCIAL, SUHAY & ASSOC; INVESTMENT-RELATED; 1000 W. Wallings Rd. Suite D, Broadview Hts, OH 44147; SALES OF INVESTMENTS; ACCOUNT EXECUTIVE A/O 9/15/07; 75 HRS PER MONTH, 5.5 HRS DURING TRADING HRS; GENERAL INVESTMENT SALES

View on SEC IAPD

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