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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2010-08-26
  • AR RA
    APPROVED
    Since 2010-08-26

Branch Locations

4285 N. Shiloh Drive Suite 101, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fayetteville AR 07/2008 Present
Holliday American Mortgage Fayetteville AR 07/2008 Present
Raymond James Financial Services Advisors, Inc. Fayetteville AR 08/2010 Present
Hm Capital, Llc Fayetteville AR 07/2008 Present
  • 07/2008 → Present
    Raymond James Financial Services, Inc.
    Fayetteville, AR
  • 07/2008 → Present
    Holliday American Mortgage
    Fayetteville, AR
  • 08/2010 → Present
    Fayetteville, AR
  • 07/2008 → Present
    Hm Capital, Llc
    Fayetteville, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-20
S63 Uniform Securities Agent State Law Examination 2008-09-11
  • S65 Uniform Investment Adviser Law Examination
    2010-08-20
  • S63 Uniform Securities Agent State Law Examination
    2008-09-11
Other Names
  • Marsha Gans

View on SEC IAPD

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