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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
FL RA APPROVED 1996-01-09
TX RA APPROVED_RES 1996-01-08
  • NY RA
    APPROVED
    Since 2021-08-03
  • FL RA
    APPROVED
    Since 1996-01-09
  • TX RA
    APPROVED_RES
    Since 1996-01-08

Branch Locations

5109 West Genesee St Ste 203, Camillus, NY 13031 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Camillus NY 01/1996 Present
  • 01/1996 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Camillus, NY
Other Businesses

1. 2/12/2015: ROOD & BRUNA FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE=04/01/2015. 2. 11/21/2016: Robert G Rood & Associates - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/26/2012 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-11-01
  • S63 Uniform Securities Agent State Law Examination
    1983-11-01

View on SEC IAPD

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