Robert Lewis Hawkins

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 07/2020
  Investacorp Inc
  Miami, FL
• 01/2014 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Smithmill, PA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Smithmill, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Houtzdale, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Houtzdale, PA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Smithmill, PA
• 2014-01-22 → 2020-07-17
  Investacorp Advisory Services Inc
  Smithmill, PA
• 2006-09-08 → 2006-11-28
  Investors Capital Corp.
  Lynnfield, MA
  Smithmill, PA
  Smith Mill, PA
• 2004-01-29 → 2005-03-29
  Wealthkare.COm, Inc.
  Shirleysburg, PA

Other Businesses

INSURANCE SALES POSITION: Insurance sales NATURE: Insurance sales inactive INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/05/2004 ADDRESS: 1469 Viols Pike, Smithmill PA 16680, United States DESCRIPTION: inactive DBA - Hawk Financial Group LLC HAWK FINANCIAL GROUP LLC POSITION: Member/owner LLC NATURE: Advisor Services/ Have license but not doing any advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2007 ADDRESS: 1469 Viola Pike, P.O. Box 188, Smithmill PA 16680, United States DESCRIPTION: Advisory Services, but not doing any advisory business HAWK FINANCIAL GROUP LLC POSITION: Member/Owner of LLC NATURE: Financial Services/ For business - Incoming commission payments, outgoing business expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2007 ADDRESS: 1469 Viola Pike, Smithmill PA 16680, United States DESCRIPTION: Registered Representative for SAI

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-12
• S63 Uniform Securities Agent State Law Examination
  1982-02-18

Other Names

• Bob Lewis Hawkins