Donald Erwin Gross

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2002-05-10

WI RA
APPROVED

Since 2002-05-10

Branch Locations

20965 Crossroads Circle, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments Inc.	Madison	WI	05/2002	Present
Capital Financial Group	Waukesha	WI	05/2002	Present

05/2002 → Present

Harbour Investments Inc.

Madison, WI
05/2002 → Present

Capital Financial Group

Waukesha, WI

Other Businesses

1)Capital Financial Group, SC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-03
S63	Uniform Securities Agent State Law Examination	1995-10-04

S65 Uniform Investment Adviser Law Examination

2000-10-03
S63 Uniform Securities Agent State Law Examination

1995-10-04

View on SEC IAPD

Current Employers

Harbour Investments, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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