Carey Michael Wolf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 02/2018
  Sii Investments
  West Bend, WI
• 02/2018 → Present
  Lpl Financial Llc
  West Bend, WI

Previous Registrations

• 2014-02-19 → 2018-02-14
  Sii Investments, Inc.
  West Bend, WI
  Appleton, WI
  West Bend, WI
  Appleton, WI
• 1998-01-05 → 2014-02-27
  Lpl Financial Llc
  Slinger, WI
  Richfield, WI
  Milwaukee, WI
  Milwaukee, WI
  Colgate, WI
  Hartford, WI
  Hales Corners, WI
  Milwaukee, WI
  Brown Deer, WI
  Brookfield, WI
  Allenton, WI
  West Bend, WI
  West Bend, WI
  Beaver Dam, WI
  Germantown, WI
  Hartford, WI
  Jackson, WI
  Kewaskum, WI
  Port Washington, WI
  Random Lake, WI
  West Bend, WI
  West Bend, WI
  Juneau, WI
  West Bend, WI
  Beaver Dam, WI
  West Bend, WI
  West Bend, WI
  West Bend, WI
  West Bend, WI
  West Bend, WI
  Colgate, WI
  West Bend, WI
  Colgate, WI

Other Businesses

1. 02/14/2018 - Wolf Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/23/2019 - Wolf Asset Management - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Registered Tax Preparer - Tax Prep. 3. 6/6/2019 - No Business Name - Investment Related - 4263 S WOODCREST RIDGE DR - Notary Public - Started 06/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-08-16

Designations

• Chartered Financial Consultant