Allen Michael Wittenberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1981 → 11/2018
  Signator Investors, Inc.
  Westbury, NY
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Melville, NY

Other Businesses

1. INSURANCE BROKER POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1981 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales, solicitation & service of fixed insurance. 2. LIGHTHHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2016 ADDRESS: 575 Broadhollow Rd, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm ofOsaic Wealth Inc.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-05
• S65 Uniform Investment Adviser Law Examination
  1999-12-13