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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2007-01-03 |
Branch Locations
1 Monarch Pl Ste 2100, Springfield, MA 01144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 01/1975 | Present |
| Northwestern Mutual Investment Services, Llc | Springfield | MA | 08/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2010 | Present |
| Elms College | Chicopee | MA | 08/2016 | 11/2021 |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. Condo in Vermont, 100% Owner, 60 Woodlins Circle, Colchester, Vermont, 05446, United States of America, Investment Property, START DATE: 1/1/1999, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 100% personal ownership 3. NEIGHBORHOOD HOA, WESTVIEW ESTATES TRUST, FIDUCIARY CAPACITY, START DATE: 07/01/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WILL BECOME ONE OF 2 NEIGHBOR TRUSTEES OF WESTVIEW ESTATES TRUST 7/1/2024 A NEIGHBORHOOD HOA FOR 21 RESIDENCES IN THE COMMUNITY; WILL INVOLVE CHECK WRITING TO PAY FOR GRASS MOWING AND SNOW REMOVAL. non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-07 |
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