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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-09 |
| TX | RA | APPROVED_RES | 2021-12-01 |
Branch Locations
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Financial Associates, Inc. | Charlotte | NC | 03/1984 | 01/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2020 |
| Carroll Financial Associates, Inc. | Charlotte | NC | 01/2021 | 11/2021 |
| Wealth Enhancement Group | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Advisory Services | Charlotte | NC | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-03-16 |
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