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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
VA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • VA RA
    APPROVED
    Since 2009-01-02

Branch Locations

208 Golden Oak Court Suite 121, Virginia Beach, VA 23452 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Virginia Beach VA 01/1999 Present
Barrett Street Llc Virginia Beach VA 09/2005 01/2022
Voluntary Benefits Llc Virginia Beach VA 09/2005 12/2016
Raymond James Financial Services Advisors, Inc Virginia Beach VA 01/2009 Present
The Pinnacle Group Virginia Beach VA 09/2005 Present
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Virginia Beach, VA
  • 09/2005 → 01/2022
    Barrett Street Llc
    Virginia Beach, VA
  • 09/2005 → 12/2016
    Voluntary Benefits Llc
    Virginia Beach, VA
  • 01/2009 → Present
    Virginia Beach, VA
  • 09/2005 → Present
    The Pinnacle Group
    Virginia Beach, VA
Other Businesses

(1)Name of Business: The Pinnacle Group Address: 208 Golden Oak Ct Ste 121, Virginia Beach, VA, 23452, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Associate/Employee, Officer - President Investment Related: No Start Date: 08/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Branch Manager for RJFS but operate business under the name The Pinnacle Group (2)Name of Business: The Pinnacle Group Address: 208 Golden Oak Ct., Suite 121, Virginia Beach, VA, 23452, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/14/2005 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: Stockholder/President/CEO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-07
S63 Uniform Securities Agent State Law Examination 1985-11-19
  • S65 Uniform Investment Adviser Law Examination
    1998-12-07
  • S63 Uniform Securities Agent State Law Examination
    1985-11-19

View on SEC IAPD

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