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Charles Hafner Travis

Curi Capital, LLC

Chicago, IL

Oakbrook Terrace, IL

CRD 1025939

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Employer firm

Curi Capital, LLC CRD 134249

$11.6B regulatory AUM 84 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-09-13
  • IL RA
    APPROVED
    Since 2007-09-13

Branch Locations

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

17W110 22Nd St. Suite 700, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rmb Capital Management, Llc Chicago IL 04/2007 Present
  • 04/2007 → Present
    Rmb Capital Management, Llc
    Chicago, IL
Previous Registrations
  • 2003-01-13 → 2007-04-04
    Fa Asset Management Inc.
    Oakbrook Terrace, IL
  • 2004-11-01 → 2006-06-30
    Gleacher & Company Securities, Inc.
    Oakbrook Terrace, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-21
S63 Uniform Securities Agent State Law Examination 1982-03-22
  • S65 Uniform Investment Adviser Law Examination
    1998-01-21
  • S63 Uniform Securities Agent State Law Examination
    1982-03-22
Other Names
  • Charles Hafner Travis
  • Chip Travis

View on SEC IAPD

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Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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