Steven Duane Duesenberg

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-25
IA	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2019-11-25
IA RA
APPROVED

Since 1999-01-01

Branch Locations

West Des Moines, IA • United States

Scottsdale, AZ • United States

1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States

West Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	West Des Moines	IA	04/1988	Present

04/1988 → Present

Ubs Financial Services Inc.

West Des Moines, IA

Other Businesses

1) DUESENBERG ASSOCIATES,A PARTNERSHIP- I HAVE A PASSIVE INTEREST

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-29
S63	Uniform Securities Agent State Law Examination	1982-01-02

S65 Uniform Investment Adviser Law Examination

1999-10-29
S63 Uniform Securities Agent State Law Examination

1982-01-02

Designations

Other Names

Steven D Duesenberg

View on SEC IAPD