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Matthew H Wolferman

LPl Financial LLC

Paramus, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-22
TX RA APPROVED_RES 2024-08-20
  • NJ RA
    APPROVED
    Since 2024-08-22
  • TX RA
    APPROVED_RES
    Since 2024-08-20

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Montvale NJ 07/2006 06/2024
Bank Of America, N.A. Montvale NJ 07/2011 06/2024
Unemployment Paramus NJ 06/2024 08/2024
Lpl Financial Llc Paramus NJ 08/2024 Present
  • 07/2006 → 06/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Montvale, NJ
  • 07/2011 → 06/2024
    Bank Of America, N.A.
    Montvale, NJ
  • 06/2024 → 08/2024
    Unemployment
    Paramus, NJ
  • 08/2024 → Present
    Paramus, NJ
Previous Registrations
Other Businesses

1- 08/2024 / lntegra Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-08
  • S66 Uniform Combined State Law Examination
    2007-02-08

View on SEC IAPD

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