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Calvin Lee Hemling

Wells Fargo Clearing Services, LLC

Beaver Dam, WI

CRD 1025666

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-01-01
  • WI RA
    APPROVED
    Since 2008-01-01

Branch Locations

128 Monroe St, Beaver Dam, WI 53916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beaver Dam WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Beaver Dam WI 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-16
  • S63 Uniform Securities Agent State Law Examination
    1982-03-16

View on SEC IAPD

Nearby Firms

EDWARD JONES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MML INVESTORS SERVICES, LLC

Nearby Investors

Kevin J Carnine
Katie L Kohn
Matthew Edward Emmer

Nearby Offices

EDWARD JONES · BEAVER DAM, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BEAVER DAM, WI
MML INVESTORS SERVICES, LLC · Beaver Dam, WI

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