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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2014-07-01 |
| FL | RA | APPROVED | 2014-06-05 |
| MD | RA | APPROVED | 2014-06-05 |
| PA | RA | APPROVED | 2014-06-05 |
| OH | RA | APPROVED | 2014-06-04 |
| RI | RA | APPROVED | 2014-01-28 |
| NJ | RA | APPROVED | 2002-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co | Hackensack | NJ | 05/1988 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. INSURANCE OTHER THAN GUARDIAN licensed with other companies for life, disability, ltc, fixed annuities Start: 01/01/1999 Address: 52 FOREST AVE; PARAMUS NJ 07652 3 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-04 |
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