Best Investors Account Sign in

Douglas Michael Osborne

Mml Investors Services, LLC

Billings, MT

CRD 1025382

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2018-08-09
  • MT RA
    APPROVED
    Since 2018-08-09

Branch Locations

Western Security Bank Building 2812 1St Ave N. Suite 206, Billings, MT 59101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Billings MT 06/1972 Present
Mml Investors Services, Llc Billings MT 06/1993 Present
Other Businesses

(1)NAME: DOUGLAS M. OSBORNE INV REL: Y ADD: 2812 1ST AVE N, SUITE 205 BILLINGS MT 59101 NATURE: IND LIFE, HEALTH, GRP LIFE, GRP HEALTH INS POSITION: SALES START DATE: 1975 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: DOUGLAS M OSBORNE INV REL: Y ADD: 2812 1ST AVE. SUITE 205 BILLINGS, MT 59101 NATURE: FEE BASED INSURANCE ADVISOR POSITION: OWNER START DATE: 2014 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES:INSURANCE POLICY EVALUATION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-09
Designations
  • Chartered Financial Consultant
Other Names
  • Doug Osborne

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Billings, MT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor