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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2015-07-07 |
Branch Locations
33 Bull Street Suite 200, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Savannah | GA | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Savannah | GA | 07/2015 | Present |
1) STERLING BUILDERS & RESTORATION INC.; 102 EAST 48TH STREET SAVANNAH GA 31405; HISTORIC RESTORATION; SECRETARY; LIGHT FILING; AFFILIATION STARTED 03/23/1989; 1 HOUR PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2) G II HG, 102 EAST 48TH SAVANNAH GA 31405; DOCK RENTAL; CHECK WRITING, SECURITIES; SECRETARY; KEEPING RECORDS, FILING TAXES, WRITING CHECKS; AFFILIATION STARTED 06/02/1986; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 3. TYSON HOME PLACE; 102 EAST 48TH STREET SAVANNAH GA 31405; RENTAL PROPERTY; CHECK WRITING, INVESTMENTS; SOLE PARTNER; OWNER; AFFILIATION STARTED 02/20/2009; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-26 |
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