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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| NH | RA | APPROVED | 2006-03-13 |
Branch Locations
45 South Main Street Suite 200, Concord, NH 03301 • United States
Chichester, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Manchester | NH | 03/2008 | Present |
| City National Bank | Concord | NH | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-28 |
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