Konstantinos Kostakis

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 01/2024
  Cadaret, Grant & Co., Inc.
  Paramus, NJ
• 07/2011 → 12/2024
  Stonebridge Capital Management
  Paramus, NJ
• 07/2011 → 11/2023
  Stonebridge Capital Management Iii
  Paramus, NJ
• 07/2011 → 12/2020
  Stonebridge Capital Management Vi
  Paramus, NJ
• 01/2024 → Present
  Kestra Investment Services, Llc
  Tinton Falls, NJ

Previous Registrations

• 2003-08-19 → 2024-12-31
  Stonebridge Capital Management
  Paramus, NJ
• 2012-02-08 → 2023-11-07
  Stonebridge Capital Management Iii Llc
  Paramus, NJ
• 2011-11-21 → 2021-01-13
  Stonebridge Capital Management Vi, L.L.C.
  Paramus, NJ
• 2012-01-09 → 2015-03-25
  Stonebridge Capital Management Ix, L.L.C.
  Paramus, NJ
• 2011-11-17 → 2015-03-16
  Masterworks Fiscal Advisors Llc
  Budd Lake, NJ
• 2011-11-21 → 2015-01-02
  Stonebridge Capital Management Ii Llc
  Paramus, NJ
• 2009-12-17 → 2012-11-05
  Stonebridge Capital Management Viii, Llc
  West Caldwell, NJ
• 2011-12-13 → 2012-03-30
  Stonebridge Capital Management, Iv
  West Caldwell, NJ

Other Businesses

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: OBSIDIAN WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/09/2024 ADDRESS: 4000 Route 66, Suite 123B, Tinton Falls NJ 07753, United States DESCRIPTION: Financial planning and investment portfolio management for clients. Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/29/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: STONEBRIDGE FINANCIAL, INC. (DBA STONEBRIDGE CAPITAL MANAGEMENT) POSITION: President/shareholder NATURE: Pass through entity INVESTMENT RELATED: No #OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 15 Abingdon Street, Morris Plains NJ 07950, United States DESCRIPTION: Oversee corporation financials and shareholder distributions.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-27
• S63 Uniform Securities Agent State Law Examination
  1987-10-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Konstantinos Kostakes
• Kostantinos Kostakis
• Dino Kostakis
• Konstantinos Kostakis