William Russell Booker

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Ubs Financial Services Inc
  Florham Park, NJ
• 12/2009 → Present
  Bank Of America, Na
  Short Hills, NJ

Previous Registrations

• 2005-08-01 → 2010-04-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ
  Short Hills, NJ
  Sea Girt, NJ

Other Businesses

1)MAY WHEAT PROPERTIES, METEDECONK NATL GOLF CLUB, GOLF HOUSE RENTAL, 33% INVESTOR, 1999, 1HR MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD. 2)ST. ANTHONY HIGH SCHOOL / 175 EIGTH AVENUE JERSEY CITY, NJ / EDUCATIONAL INSTITUTION / OTHER CATHOLIC HIGH SCHOOL / EDUCATE INNER CITY YOUTH / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / GOVERNANCE / START DATE 03/31/2003/ 3 HOURS PER MONTH. 3) FAMILY TRUST / UBS TRUST COMPANY WILMINGTON,DELAWARE 19801 / INVESTMENT TRUSTS FOR CHILDREN / TRUSTEE / ADVISE INVESTMENTS ON DISCRETIONARY BASIS / START DATE 12/1/2011 / 2 HOURS MONTH 4)TRUST / MADISON,NJ 07940 /INVESTMENT FOR CHILDREN / TRUSTEE / MONITOR INVESTMENTS, MAKE DISTRIBUTIONS IF EVER REQUIRED / START DATE 7/23/2010 / 1 TO2 HOURS /YEAR 5)FOUNDATION FOR CALIFORNIA UNIVERSIITY OF PENNSYLVANIA / 250 3RD AVENUE CALIFORNIA,PA 05419 / FOUNDATION/ EDUCATION / PROVIDE SCHOLARSHIPS FOR UNIVERSITY / MEMBER OF BOARD OF DIRECTORS / / 4 QUARTERLY BOARD MEETINGS (TWO IN PERSON, 2 BY PHONE). ALSO 6 OR SO INVESTMENT SUBCOMMITTEE MEETINGS / START DATE 1/1/2014 / GENERALLY 2 HOURS EACH QUARTER 6) WorkNest LLC, Making and Selling solutions for working Mothers in the workplace, Partner Marketing WorkNest Lactation Pods, start date-7/6/2014, NJUSA07928.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-22
• S63 Uniform Securities Agent State Law Examination
  1982-01-15

Other Names

• Bill Booker