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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-04-22 |
| TX | RA | APPROVED_RES | 2010-04-22 |
Branch Locations
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
Sea Girt, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Florham Park | NJ | 04/2010 | Present |
| Bank Of America, Na | Short Hills | NJ | 12/2009 | Present |
1)MAY WHEAT PROPERTIES, METEDECONK NATL GOLF CLUB, GOLF HOUSE RENTAL, 33% INVESTOR, 1999, 1HR MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD. 2)ST. ANTHONY HIGH SCHOOL / 175 EIGTH AVENUE JERSEY CITY, NJ / EDUCATIONAL INSTITUTION / OTHER CATHOLIC HIGH SCHOOL / EDUCATE INNER CITY YOUTH / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / GOVERNANCE / START DATE 03/31/2003/ 3 HOURS PER MONTH. 3) FAMILY TRUST / UBS TRUST COMPANY WILMINGTON,DELAWARE 19801 / INVESTMENT TRUSTS FOR CHILDREN / TRUSTEE / ADVISE INVESTMENTS ON DISCRETIONARY BASIS / START DATE 12/1/2011 / 2 HOURS MONTH 4)TRUST / MADISON,NJ 07940 /INVESTMENT FOR CHILDREN / TRUSTEE / MONITOR INVESTMENTS, MAKE DISTRIBUTIONS IF EVER REQUIRED / START DATE 7/23/2010 / 1 TO2 HOURS /YEAR 5)FOUNDATION FOR CALIFORNIA UNIVERSIITY OF PENNSYLVANIA / 250 3RD AVENUE CALIFORNIA,PA 05419 / FOUNDATION/ EDUCATION / PROVIDE SCHOLARSHIPS FOR UNIVERSITY / MEMBER OF BOARD OF DIRECTORS / / 4 QUARTERLY BOARD MEETINGS (TWO IN PERSON, 2 BY PHONE). ALSO 6 OR SO INVESTMENT SUBCOMMITTEE MEETINGS / START DATE 1/1/2014 / GENERALLY 2 HOURS EACH QUARTER 6) WorkNest LLC, Making and Selling solutions for working Mothers in the workplace, Partner Marketing WorkNest Lactation Pods, start date-7/6/2014, NJUSA07928.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-15 |
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