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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-04-22
TX RA APPROVED_RES 2010-04-22
  • NJ RA
    APPROVED
    Since 2010-04-22
  • TX RA
    APPROVED_RES
    Since 2010-04-22

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Sea Girt, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Florham Park NJ 04/2010 Present
Bank Of America, Na Short Hills NJ 12/2009 Present
Previous Registrations
Other Businesses

1)MAY WHEAT PROPERTIES, METEDECONK NATL GOLF CLUB, GOLF HOUSE RENTAL, 33% INVESTOR, 1999, 1HR MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD. 2)ST. ANTHONY HIGH SCHOOL / 175 EIGTH AVENUE JERSEY CITY, NJ / EDUCATIONAL INSTITUTION / OTHER CATHOLIC HIGH SCHOOL / EDUCATE INNER CITY YOUTH / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / GOVERNANCE / START DATE 03/31/2003/ 3 HOURS PER MONTH. 3) FAMILY TRUST / UBS TRUST COMPANY WILMINGTON,DELAWARE 19801 / INVESTMENT TRUSTS FOR CHILDREN / TRUSTEE / ADVISE INVESTMENTS ON DISCRETIONARY BASIS / START DATE 12/1/2011 / 2 HOURS MONTH 4)TRUST / MADISON,NJ 07940 /INVESTMENT FOR CHILDREN / TRUSTEE / MONITOR INVESTMENTS, MAKE DISTRIBUTIONS IF EVER REQUIRED / START DATE 7/23/2010 / 1 TO2 HOURS /YEAR 5)FOUNDATION FOR CALIFORNIA UNIVERSIITY OF PENNSYLVANIA / 250 3RD AVENUE CALIFORNIA,PA 05419 / FOUNDATION/ EDUCATION / PROVIDE SCHOLARSHIPS FOR UNIVERSITY / MEMBER OF BOARD OF DIRECTORS / / 4 QUARTERLY BOARD MEETINGS (TWO IN PERSON, 2 BY PHONE). ALSO 6 OR SO INVESTMENT SUBCOMMITTEE MEETINGS / START DATE 1/1/2014 / GENERALLY 2 HOURS EACH QUARTER 6) WorkNest LLC, Making and Selling solutions for working Mothers in the workplace, Partner Marketing WorkNest Lactation Pods, start date-7/6/2014, NJUSA07928.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-22
S63 Uniform Securities Agent State Law Examination 1982-01-15
  • S66 Uniform Combined State Law Examination
    2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    1982-01-15
Other Names
  • Bill Booker

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