John William Abe

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  Chicago, IL

Previous Registrations

• 2004-09-23 → 2007-04-24
  Ryan Beck & Co.
  Chicago, IL
  Chicago, IL

Other Businesses

1. grace united methodist church foundation; 300 E Gartner Road Naperville IL 60540; religious/non profit; board member; board guidance; 11/01/2017; 2.00 Hour(s) Per Quarter; not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-14
• S63 Uniform Securities Agent State Law Examination
  1982-10-21