Robert Dale Dukate

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 05/2018
  Ameriprise Financial Services, Inc.
  Boca Raton, FL
• 05/2018 → Present
  Raymond James & Associates
  Boca Raton, FL

Previous Registrations

• 2013-02-26 → 2018-06-11
  Ameriprise Financial Services, Llc
  Boca Raton, FL
• 2009-06-01 → 2013-03-07
  Morgan Stanley
  Boca Raton, FL
• 1994-05-11 → 2009-06-01
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

(1)Name of Business: Miers Address: 5351 NW 3rd Terrace, Boca Raton, FL, 33487, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 09/06/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of my mother's revocable living trust

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-27
• S63 Uniform Securities Agent State Law Examination
  1982-02-02