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Jonathan Arthur Richards

Robertson Opportunity Capital, LLC

Dallas, TX

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Current Employers
Robertson Opportunity Capital, Llc

8117 Preston Road Suite 675, Dallas, TX 75225 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-25
  • TX RA
    APPROVED
    Since 2016-04-25

Branch Locations

8117 Preston Road Suite 675, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2005-07-20 → 2010-05-25
    Double Horn Genpar, Inc.
    Austin, TX
  • 2005-03-10 → 2005-12-02
    Double Horn Fund Management
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-19
S65 Uniform Investment Adviser Law Examination 2005-01-11
S63 Uniform Securities Agent State Law Examination 1982-10-20
  • S66 Uniform Combined State Law Examination
    2014-08-19
  • S65 Uniform Investment Adviser Law Examination
    2005-01-11
  • S63 Uniform Securities Agent State Law Examination
    1982-10-20

View on SEC IAPD

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