Patrick James Dolan

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-31
NJ	RA	APPROVED	2002-07-02

TX RA
APPROVED

Since 2023-08-31
NJ RA
APPROVED

Since 2002-07-02

Branch Locations

250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Saddle Brook	NJ	10/1982	Present
Massmutual Life Insurance Company	Saddle Brook	NJ	02/1977	Present

10/1982 → Present

Mml Investors Services, Inc.

Saddle Brook, NJ
02/1977 → Present

Massmutual Life Insurance Company

Saddle Brook, NJ

Other Businesses

NAME: PATRICK J DOLAN INV REL: Y ADD: 250 PEHLE AVE SUITE 405 SADDLE BROOK NJ 07663 NATURE: LIFE, DI, LTC, FIXED ANNUITIES, SERVICING OF EQUITY FIXED LIFE INSURANCE BROKERAGE POSITION: FINANCIAL ADVISOR START DATE: 01/16/2023 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: .25 DUTIES: ANALYZING VARIOUS PRODUCTS AND THEIR APPROPRIATENESS IN THE PLANNING OF OUR CLIENTS/PROSPECTS FUTURE RETIREMENT ACCUMULATION &/ OR INCOME NEEDS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-12-04

S63 Uniform Securities Agent State Law Examination

2004-12-04

Designations

Chartered Financial Consultant

View on SEC IAPD