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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-12-04
TX RA APPROVED 2024-12-04
  • DE RA
    APPROVED
    Since 2024-12-04
  • TX RA
    APPROVED
    Since 2024-12-04

Branch Locations

1013 Centre Road Suite 228, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wilmington DE 05/1983 Present
Raymond James Financial Services Advisors Inc. Wilmington DE 10/2014 Present
Bassett, Dawson & Foy, Inc. Wilmington DE 01/2015 06/2023
Previous Registrations
Other Businesses

(1)Name of Business: Club Phred LLC Address: 1013 Centre Rd Ste 228, Wilmington, DE, 19805, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2003 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Founder, owner, musician and business agent (2)Name of Business: Dawson Wealth Management LLC Address: 1013 Centre Rd Ste 228, Wilmington, DE, 19805-1270, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 06/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am President of branch FHH and am responsible for all aspects of client servicing. (3)Name of Business: Dawson Wealth Management LLC Address: 1013 Centre Rd Ste 228, Wilmington, DE, 19805-1273, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sole owner of the RJ Branch with all responsibilities there of running the business succesfully as well as meeting with clients. (4)Name of Business: Grand Opera House Address: 818 Market Street, Wilmington, DE, 19801, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review monthly and annual budgets (5)Name of Business: Grand Opera House Address: 1013 Centre Road Suite 228, Wilmington, DE, 19805, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 07/20/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer. NO check writing abilities. Oversee GOH's cash flow reports, balance sheets, ticket revenue reports, etc. NO handling of money. \n\n (6)Name of Business: Newark Morning Rotary Club Address: Courtyard Marriott, Newark, DE, 19711, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 08/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member and Past President

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-31
  • S63 Uniform Securities Agent State Law Examination
    1984-08-31
Designations

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