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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-07-10 |
Branch Locations
271 North Main , Suite 206, Rutland, VT 05701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Rutland | VT | 05/2009 | 07/2025 |
| Lion & Panther Financial Group | Rutland | VT | 06/1978 | Present |
| Lpl Financial Llc | Rutland | VT | 07/2025 | Present |
1. 07/10/2025-Lion and Panther Financial Group-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/1992- 60 Hours Per Month- 60 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-15 |
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