Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| CA | RA | APPROVED | 2007-09-20 |
Branch Locations
3554 Round Barn Blvd Suite 200, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Santa Rosa | CA | 09/2007 | Present |
1. Family farm; 3188 Hendricks Rd, Lakeport, CA 95453; Owner; 01/04/2011; 10 Hours per Week; Not during securities trading hours; Not Investment-Related. 2. Rental Property; 5210 Highland Springs Rd, Lakeport, CA 95453; Owner; 01/04/2011; 10 Hours per Quarter; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-04 |
Reach out to this advisor